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证监会“主席团”近日集中发声,在交易所职能转换、投资者索赔方式等透露更多改革计划。可以看到,证监会正在进一步下放一线监管权,并将更多人力物力投入到投资者保护与乱象严打当中。点评:根据安排,沪深交易所有望获得更多自主权,可以在交易所层面制定规则,对异常交易采取措施,并可以进行现场检查甚至进行一定程度的惩罚。目前正在修订的证券法当中,预计会对投资者保护制度作专章规定,证监会也在探索示范诉讼、责令股权回购赔偿等经验做法。
SFC “” Bureau "recently focused on sounding, the exchange function in the exchange, investor claims, etc. revealed more reform plans. As you can see, the Commission is further decentralizing front-line regulatory authority and putting more manpower and resources into the protection and chaos of investors. Comments: According to the arrangement, the Shanghai and Shenzhen exchanges expect more autonomy. They can formulate rules on the exchange level, take measures against unusual transactions and conduct on-site inspections or even some punishment. Of the securities laws currently under revision, it is expected that there will be a special chapter on investor protection and the SFC is also exploring empirical litigation and ordering compensation for share repurchase.