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为了稳妥推进境内个人直接投资境外证券市场试点,应进一步作好投资者风险警示工作,规范境内个人直接投资境外证券市场业务参与机构的准入资格,内控制度、技术设备以及咨讯提供要求,外汇监管部门还应作好对应非法资金流入的防范与查处工作。在推行境内个人直接投资境外证券市场试点过程中,应全面考虑并妥善处理以下几方面的风险:经济风险。境内个人投资香港证券市场,面临的经济风险远较投资境内金融市场为大。一方面,香港证券市场是
In order to steadily push forward the trial of direct investment in overseas securities markets by domestic individuals, further efforts should be made to provide investors with risk warnings, regulate the qualification of domestic individuals to directly participate in the overseas securities market participating institutions, the internal control system, technical equipment, and the provision of advisory services, Departments should also make appropriate arrangements for the prevention and investigation of illegal capital inflows. In the process of piloting the domestic individual’s direct investment in the overseas securities market, the following risks should be fully considered and properly handled: economic risk. Domestic individuals investing in the Hong Kong securities market are far more exposed to economic risks than investing in domestic financial markets. On the one hand, the Hong Kong stock market is