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我国创业板实现上市交易,需要与之同步的法律法规进行规制,以维护市场秩序的稳定及保护投资者的利益。已经出台并施行的《创业板IPO管理暂行办法》,体现了我国证券监管层对我国创业板IPO的基本态度。本文将结合我国现行创业板IPO暂行管理办法的具体规定,对保荐人制度、资本制度、股东分布,股票锁定、投资者准入制度、做市商制度等方面进行评析,以探讨如何完善我国创业板IPO法律制度。
China’s GEM to achieve listing and trading, the laws and regulations need to be synchronized with the regulation in order to maintain the stability of market order and protect the interests of investors. The promulgated “Provisional Measures on GEM IPO Management”, which have been promulgated and implemented, reflect the basic attitude of China’s securities regulators to the IPO of China’s GEM. Based on the specific provisions of IPTF in our current GEM, this article will review the sponsor system, capital system, shareholder distribution, stock lock-up, investor access system and market maker system to discuss how to improve China’s business start-ups Board IPO legal system.