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肇始于2007年的金融危机使各国重新审视各自既有的证券立法和监管体系,一系列重要的改革法案相继颁布。从境外证券立法动态来看,证券监管模式有向目标型监管转变的趋势,各国证券立法均在加强对系统性风险的防范和治理,进一步强化投资者保护和信息披露制度,加强国际合作。这为我们深入研究和完善证券立法、探寻符合我国资本市场发展需求的监管模式提供了镜鉴。
The financial crisis that began in 2007 caused all countries to re-examine their existing securities legislation and regulatory systems. A series of important reform bills have been promulgated. From the perspective of the legislative developments of overseas securities, the securities regulatory model has the tendency to shift from the target-based regulatory system. Securities legislation in all countries is strengthening the prevention and control of systemic risks and further strengthening the system of investor protection and information disclosure and strengthening international cooperation. This provides a mirror for our in-depth study and improvement of securities legislation and exploration of the regulatory model that meets the development needs of our country’s capital markets.