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第一章总则第一条为规范证券经营机构股票承销业务活动,贯彻稳健经营原则,保护投资者的合法权益,根据国家有关法律和法规制定本办法。第二条证券经营机构应当依照本办法从事股票承销业务及其相关业务活动。第三条中国证券监督管理委员会(以下简称证监会)负责本办法监督执行。证券交易所应当配合证监会对作为其会员的证券经营机构的股票承销业务进行监管。
Chapter I General Provisions Article 1 These Measures are formulated in accordance with the relevant state laws and regulations in order to regulate the underwriting of securities institutions’ stock business, implement the principle of prudent operation, protect the legitimate rights and interests of investors. Article 2 The securities institution shall, in accordance with the present Measures, engage in the stock underwriting business and its related business activities. Article 3 The China Securities Regulatory Commission (hereinafter referred to as the CSRC) shall be responsible for the supervision and enforcement of these measures. Stock exchanges shall cooperate with the Securities and Futures Commission to supervise the underwriting of shares of securities institutions as their members.