(三)关于管理层、股东及公司治理的披露要求第401条——董事、高级管理人员、发起人及控制人背景本条要求源于《证券法》附件A中要求提供董事、高级管理人员、发起人及受益持股人的姓名及住址等信息的相关条款。~([1])1933年,委员会的前身机构采取类似要求将该等内容增加到 (III) DISCLOSURE REQUIREMENTS OF MANAGEMENT, SHAREHOLDERS AND CORPORATE GOVERNANCE Article 401 - Directors, Senior Managers, Sponsors and Controllers Background This Article is derived from the requirement in Appendix A of the Securities Law for providing directors, senior management, Terms of sponsor and beneficiary shareholders name and address and other relevant information. ~ ([1]) In 1933, the predecessor body of the Commission took similar requests to add those elements to