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关于发布《证券公司及营业部、基金管理公司主要负责人学习<规范>应知应会30条》的通知1999年12月15日证监信息字[1999]27号各证券监管办公室、办事处、特派员办事处:为了更好地落实《证券经营机构营业部信息系统技术管理规范》(以下简称《规范》),现将“证券公司及营业部、基金管理公司主要负责人学习《规范》应知应会30条”发给你们,请迅速转发至辖区内的各证券公司总部、基金管理公司(信托投资公司照此通知执行),并采取抽查和考试等有效方式,敦促证券公司及其营业部、基金管理公司主要负责人落实《规范》要求,有的放矢地加强技术工作的领导,切实防范和化解证券市场的技术风险,保护投资者利益。
On the release of “Securities Companies and Sales Department, the main person in charge of fund management companies should learn that” 30 should be notified “December 15, 1999 Zheng Jian information word [1999] No. 27 securities regulatory offices, offices, Special Commissioner’s Office: In order to better implement the ”Information Technology Management Practices of Securities Departments Sales Department“ (hereinafter referred to as ”the Code“), we hereby study the ”Rules“ by the chief executives of securities companies and sales departments and fund management companies, Should be known to be 30 ”sent to you, please promptly forwarded to the jurisdiction of the securities company headquarters, fund management companies (trust and investment company according to this notice), and to take checks and tests and other effective ways to urge the securities companies and The chief executives of its sales department and fund management company implement the requirements of the “Standard” and targeted the leadership of technical work to effectively prevent and resolve the technical risks in the securities market and protect the interests of investors.