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全国股票现在的发行总量已超过100亿股,各地正在准备发行的股票将达到400亿,整个股市的发展势头是好的,但其管理体系依然存在着许多问题。因此,进一步完善证券市场管理法律体系已刻不容缓。各国对证券市场管理的法律和方法存在着一定的差异,它们各有其特点和作用,其管理法律大致可以划分为三大体系:美国证券管理的法律体系、英国证券管理的法律体系和欧陆体系。下面笔者就世界各国证券的主管机构、证券的发行、证券的交易以及对证券商的管理等方面的情况作一些简单的比较: 一、在证券的主管机构方面。各国对证券主管机构的规定大致可分为有专业性主管机构和无专业性主管机构两类。
The current national stock issuance volume has now exceeded 10 billion shares, all over the country ready to issue shares will reach 40 billion, the momentum of the development of the stock market is good, but its management system still has many problems. Therefore, it is urgent to further improve the securities market management legal system. Each country has some differences in the laws and methods of securities market management. Each of them has its own characteristics and functions. Its management law can be roughly divided into three major systems: the legal system of securities administration in the United States, the legal system of securities administration in the United Kingdom and the continental system . The following author on the world’s securities authorities, the issuance of securities, securities trading and the management of the securities and other aspects of the situation make some simple comparison: First, the securities authorities. The regulations of securities regulatory authorities in various countries can be broadly divided into two categories: professional competent authorities and non-professional competent authorities.