规范化进程中要强调奖优罚劣,把促进竞争和打击违法违规结合起来;监管部门将在法律规则范围内给予监管对象压力,不护短;随着证券业的发展,自律组织将承担一些实质性监管任务中国证监会主席周小川前不久在中国证券业协会第二届理事会第一次(扩大)会议上表示,最近一段时间我国证券市场面临五个方面的转变。他强调,在规范化的整个进程中要强调奖优罚劣, The process of standardization should emphasize the advantages and disadvantages, and promote competition and crack down on illegal and regulatory violations; regulators will give regulatory pressure within the scope of legal rules, not short; with the development of the securities industry, self-regulatory organizations will assume some substantive Regulatory Tasks Zhou Xiaochuan, chairman of China Securities Regulatory Commission, said at the first (enlarged) meeting of the second council of China Securities Association recently that China’s securities market is facing five changes in the recent period. He stressed that in the entire process of standardization, it is necessary to emphasize the advantages and disadvantages,