中国证券业协会研究部制定的“中国证券业协会2002年重点研究课题”,由各证券公司根据课题目录和自己的实际情况择题研究。本书即为这次研究成果的结集。这些论文基本上代表了证券行业对当前证券市场最前沿问题的研究水平。一方面,这些课题具有前瞻性,内容涉及未来几年中国证券业面临的机遇与挑战,并讨论中国证券业如何在挑战中生存和 China Securities Industry Association, the research department to develop the “China Securities Industry Association in 2002 key research topics” by the securities companies based on the subject list and their own actual situation of multiple-choice research. This book is the result of this research. These papers basically represent the research level of the securities industry on the most advanced issues in the current securities market. On the one hand, these topics are forward-looking, covering the opportunities and challenges China’s securities industry faces in the next few years and discussing how the Chinese securities industry will survive in the challenges and