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2010年3月31日,沪深两市融资融券交易试点正式启动,A股也由此进入“双边市”时代,结束了持续20年的“单边市”。2011年8月19日证监会又公布了有关融资融券和转融通业务的三项草案,公开向社会征求意见,融资融券业务即将由试点转入大规模铺开。投资者参与融资融券业务需要开立的各种账户、对投资者关心的保证金等核心问题,不同的国家有不同的要求和规定,下面以海通证券为例来比较我国与美国在融资融券业务规则中的不同规定。
March 31, 2010, the Shanghai and Shenzhen stock exchange trading pilot was officially launched, A shares also entered the “bilateral cities ” era, ending for 20 years “unilateral city ”. On August 19, 2011, the CSRC announced three drafts of margin financing, securities lending and conversion business and publicly solicited opinions from the public. The margin trading business will soon be rolled out from pilot to large scale. Investors involved in the margin trading business need to open a variety of accounts, investors concerned about the core issues such as margin, different countries have different requirements and provisions, the following to Haitong Securities as an example to compare our country with the United States in margin financing Different rules in business rules.