本文所说的监管是指证券行政主管机构运用公权力对证券行业的监督管理；自律是指证券市场中的机构尤其是证券经营机构的行业管理和相互之间的制约。本文的内容限于监管和自律的机构和体制而不涉及监管和自律的具体规定，并就体制和机构的完善提出见解。一、我国现行全国证... Regulatory supervision as used herein refers to the supervision and management of the securities industry by the securities administrative authority using public power; self-regulation refers to the industry management and mutual restriction of the institutions in the securities market, especially the securities management institutions. The content of this paper is limited to supervised and self-regulated institutions and institutions without specific regulations on supervision and self-regulation. We also provide opinions on the improvement of institutions and institutions. First, China’s current national card ...