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信息化的社会,电子交易平台迅猛发展,网上证券交易快速推广,证券交易技术日新月异。证券交易电子化的深入发展,不仅改变了证券交易所的竞争格局,也推动交易所监管技术的发展和监管模式的变革,同时使证券交易安全维护和风险防范任务加重,市场违法违规行为呈现新特点,新型市场违法违规行为不断出现。本文以证券交易所市场监察为视角,从而推动电子化交易相关立法的完善,注重证券市场安全维护和风险防范,及时提高监管技术和改进监察系统,加大对网络欺诈等违法违规行为的打击力度等几个方面提出了建议。
The rapid development of information-based social and electronic trading platforms, the rapid promotion of online securities trading, and the rapid development of securities trading technology. The further development of the electronic trading of securities not only changed the competition pattern of the stock exchange, but also promoted the development of the regulatory technology of the exchange and the change of the supervisory mode. At the same time, the task of security maintenance and risk prevention of securities trading was aggravated. Features, new markets continue to appear illegal. This article takes the market supervision of the stock exchange as the angle of view, thus promoting the consummation of the relevant legislation of the electronic transaction, pays attention to the security maintenance and the risk prevention of the stock market, promptly improves the supervisory technique and the improvement supervisory system, strengthens the crackdown to the cyber fraud and other illegal activities And so on several aspects put forward the suggestion.